regions bank chief compliance officer

He is a member of the companys Executive Leadership Team. Chief Digital Officer. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Lead Compliance Officer job in Tempe at Wells Fargo President, Regions Foundation. Scott M. Peters Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. In addition, he helped large banks build out their big data and data science roadmaps. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. Senior Executive Vice President Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Tammy Ridley, SVP, CAMS - Chief Compliance Officer - Regions - LinkedIn Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. Head of Corporate Responsibility and Community Engagement. for the Southeastern Chapter of the Society for Corporate Governance. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. C. Matthew Lusco Effective July 2, 2018, Turner became the chief executive officer and was appointed . In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Bank compliance officers evaluate policies/procedures and ensure they . Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Hope D.Mehlman Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. Executive Vice President Senior Executive Vice President Executive Vice President Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Paul, Seattle, and Portland. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. Discover the four best practice approaches in investigation management. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Embed controls to reduce risk in a hybrid work environment. A bank executive develops a new product, maybe a fee-generation concept. Head of Corporate Real Estate and Procurement. Monday through Friday. Chief Risk Officer. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. The key areas of compliance risk include: The CCO of today is someone who has expert capability to manage and implement strategic compliance programs, while still establishing processes for accountability and transparency, particularly in emerging and evolving risk areas, such as those associated with digital transformation. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Regions Bank is an Equal Housing Lender and Member FDIC. Pichel previously led the Home Equity Committee for the Consumer Bankers Association. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. and Regions Bank is an Equal Housing Lender and Member FDIC. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Gartner Terms of Use The LifeGreen color is a trademark of Regions Bank. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Leadership Team and Board of Directors - First Horizon Bank Additionally, he served as a member of RMAs Regulatory Relations Committee. John B. Owen Executive Vice President Yours faithfully, (Ajay Kumar Choudhary) Chief General Manager. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Pichel began his career as a financial analyst with General Motors. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. Prior to the BB&T/SunTrust merger, Massey was Chief Technology Officer at SunTrust over technology strategy, architecture and enterprise API services, technology transformation, and more. jsbacContactjsbacContact Bill Ritter serves as Head of the Wealth Management group at Regions. (Photo: Business Wire). Tammy LoCascio . He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. Questions about becoming a Gartner client? Keenan has more than 25 years of human resources experience and has been in his current role since 2010. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Ronald G. Smith Reserve Bank of India - Notifications He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Nix commits much of his time to community engagement and professional organizations. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. John Turner is president and chief executive officer of Regions Financial Corporation. Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina. Sorry, No data match for your criteria. Anthony Restel President, Regional Banking . Mehlman received her bachelors degree from Cornell University. Senior Executive Vice President A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Senior Executive Vice President Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. Chief Enterprise Operations and Technology Officer. He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. General Counsel and Corporate Secretary. Most recently, Danella served as Head of Private Wealth Management. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Keenan earned a bachelors degree in Political Science from Furman University. Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. Jim Pihera - Chief Compliance Risk Officer at Regions Bank - Wiza Nix will report to Tara Plimpton, chief legal officer for the bank. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Senior Executive Vice President William E. Horton He is responsible for 1,500+ facilities and workplace strategy. Regions News Online: regions.doingmoretoday.com Regions News on Twitter: @RegionsNews. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). Privacy Policy. First Horizon Bank. Regions Investment Solutions is a marketing name of Cetera Investment Services. Andy represents the bank on various industry boards and committees including; The Clearing House - Secure Digital Payments Board, Fiservs Digital Banking Executive Council, Konys Financial Services Customer Advisory Board, Consumer Bankers Associations Digital Channels Committee, Innovation Depot Velocity Accelerator Committee, and Plug and Play FinTech Selection Committee. CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. Core Product Marketing. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. Dana Nolan serves as the Head of Investor Relations at Regions. Gartner helps compliance officers transition confidently andsucceed faster. He is a member of the Executive Leadership Team. He is also a member of the Southeastern Council of Foundations. Find your next job opportunity near you & 1-Click Apply! Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. The LifeGreen color is a trademark of Regions Bank. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. William D. Ritter Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. All Rights Reserved. Deputy Chief Compliance Officer - Retail Broker-Dealer Senior Executive Vice President Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. Senior Executive Vice President Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Kate R. Danella He also served as the Florida president. Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. She is a member of the companys Executive Leadership Team. Additional information about Regions and its full line of products and services can be found at www.regions.com. December 09, 2020, 1:13 p.m. EST 1 Min Read. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Fill out the form to connect with a representative and learn more. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. Manav Misra In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Prior to joining Regions in 2013, Martha served as Senior Portfolio Manager and Credit Risk Executive at KeyBank. John M. Turner, Jr. His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. September 13 Law and regulation Andrs "Andy" Hernndez Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. About Regions Financial Corporation Regions Bank Names Andrew Nix as Chief Governance Officer Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Corporate Banking Division Head. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. About this role. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. By clicking the "Access Your Download" button, you are agreeing to the Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Fournier J. Internet Explorer presents a security risk. By clicking the "" button, you are agreeing to the Head of the Wealth Management Group. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. All Rights Reserved. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. He was also head of Commercial Middle Market and Treasury Management Sales. Community Affairs Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. He began his career at Crestar Mortgage. He is a member of the banks Executive Leadership Team. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. 8 a.m. 5 p.m. GMT Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Regions Financial's Chief Operating Officer John Owen to retire Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. Advisory Services are offered through Cetera Investment Advisers LLC. Commercial Banking includes clients with revenues between $1MM and $250MM. Privacy Policy. He was named president in December 2017. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. February 9, 2021. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Executive Vice President Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. He succeeds Hope Mehlman . Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. He is also a member of the companys Executive Leadership Team. Cheatham graduated from Auburn University with a bachelors degree in accounting. Mehlman received her bachelors degree from Cornell University. Senior Executive Vice President Nolan joined Regions in 1989. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. She also serves as vice president and program chair. Tammy LoCascio Chief Operating Officer . Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Andrews experience and insights will help us build on these accomplishments. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Save time and execute with confidence when creating your strategic plan for compliance. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. Peters holds a bachelors of science degree in Marketing from the University of Connecticut, Storrs, Connecticut. Nix to oversee corporate governance framework supporting Regions services for customers and communities. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics.

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